Categorization of Messages – T 1316/09 – 18 December 2012

In this decision, the Board does not see any technical effect with respect to the distinguishing features of the claimed subject-matter over the prior art.

Object of the Invention:

  • method and a system for suggesting automated responses to an incoming electronic message based on content analysis and categorisation

Board I (inventive step):

  • a decisive factor in any assessment of inventive step is the objective technical problem underlying the invention
  • the inventive solution of the objective technical problem must be based on the technical features of the invention as claimed
  • text classification per se, however, does not serve any technical purpose
  • neither does the combination of different methods of text categorisation per se provide any relevant technical effect that could form a valid basis for defining the objective technical problem
  • in the light of document D2, the invention seems merely to consist of proposing an alternative to the classifier 34 in the form of a “classifier committee” combining the rule-based scheme of D1 with an example-based classifier based on the k-nn algorithm disclosed in D1

Appellant (inventive step):

  • the distinguishing features of claim 1 over D2 lead to the following technical effects:
    • more relevant responses to an incoming message can be located, i.e. a greater number of irrelevant responses are filtered out
    • the time and effort required to respond to incoming messages is reduced
    • messages can be processed at a greater rate, i.e. more efficiently
    • the quality of responses to messages can be improved
    • the synergistic combination of query based classification and example based classification yields greater efficiency and better results than either method taken alone
  • the skilled person is confronted with the objective technical problem of how to more efficiently and effectively provide a response to an incoming message

Board II (inventive step):

  • the alleged effects are speculative, considering that nothing in the claimed invention prevents the intersection of the categories provided by a query and by the example-based algorithm being empty and hence that the claimed method is a complete failure
  • even more importantly, the appellant did not provide any substantive reason why a more efficient and better categorisation of the informational content of an incoming electronic message qualifies as a technical effect at all and why such an advancement over the prior art has technical character
  • no inventive step